What precisely does word2vec study, and the way? Answering this query quantities to understanding illustration studying in a minimal but attention-grabbing language modeling job. Even supposing word2vec is a widely known precursor to fashionable language fashions, for a few years, researchers lacked a quantitative and predictive concept describing its studying course of. In our new paper, we lastly present such a concept. We show that there are reasonable, sensible regimes by which the educational downside reduces to unweighted least-squares matrix factorization. We remedy the gradient movement dynamics in closed type; the ultimate discovered representations are merely given by PCA.
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Studying dynamics of word2vec. When educated from small initialization, word2vec learns in discrete, sequential steps. Left: rank-incrementing studying steps within the weight matrix, every reducing the loss. Proper: three time slices of the latent embedding area exhibiting how embedding vectors broaden into subspaces of accelerating dimension at every studying step, persevering with till mannequin capability is saturated.
Earlier than elaborating on this outcome, let’s encourage the issue. word2vec is a widely known algorithm for studying dense vector representations of phrases. These embedding vectors are educated utilizing a contrastive algorithm; on the finish of coaching, the semantic relation between any two phrases is captured by the angle between the corresponding embeddings. In truth, the discovered embeddings empirically exhibit hanging linear construction of their geometry: linear subspaces within the latent area typically encode interpretable ideas resembling gender, verb tense, or dialect. This so-called linear illustration speculation has not too long ago garnered lots of consideration since LLMs exhibit this habits as nicely, enabling semantic inspection of inner representations and offering for novel mannequin steering methods. In word2vec, it’s exactly these linear instructions that allow the discovered embeddings to finish analogies (e.g., “man : lady :: king : queen”) by way of embedding vector addition.
Possibly this shouldn’t be too stunning: in spite of everything, the word2vec algorithm merely iterates by a textual content corpus and trains a two-layer linear community to mannequin statistical regularities in pure language utilizing self-supervised gradient descent. On this framing, it’s clear that word2vec is a minimal neural language mannequin. Understanding word2vec is thus a prerequisite to understanding characteristic studying in additional refined language modeling duties.
The Consequence
With this motivation in thoughts, let’s describe the primary outcome. Concretely, suppose we initialize all of the embedding vectors randomly and really near the origin, in order that they’re successfully zero-dimensional. Then (underneath some delicate approximations) the embeddings collectively study one “idea” (i.e., orthogonal linear subspace) at a time in a sequence of discrete studying steps.
It’s like when diving head-first into studying a brand new department of math. At first, all of the jargon is muddled — what’s the distinction between a operate and a useful? What a few linear operator vs. a matrix? Slowly, by publicity to new settings of curiosity, the phrases separate from one another within the thoughts and their true meanings grow to be clearer.
As a consequence, every new realized linear idea successfully increments the rank of the embedding matrix, giving every phrase embedding extra space to raised specific itself and its that means. Since these linear subspaces don’t rotate as soon as they’re discovered, these are successfully the mannequin’s discovered options. Our concept permits us to compute every of those contains a priori in closed type – they’re merely the eigenvectors of a specific goal matrix which is outlined solely by way of measurable corpus statistics and algorithmic hyperparameters.
What are the options?
The reply is remarkably simple: the latent options are merely the highest eigenvectors of the next matrix:
[M^{star}_{ij} = frac{P(i,j) – P(i)P(j)}{frac{1}{2}(P(i,j) + P(i)P(j))}]
the place $i$ and $j$ index the phrases within the vocabulary, $P(i,j)$ is the co-occurrence likelihood for phrases $i$ and $j$, and $P(i)$ is the unigram likelihood for phrase $i$ (i.e., the marginal of $P(i,j)$).
Setting up and diagonalizing this matrix from the Wikipedia statistics, one finds that the highest eigenvector selects phrases related to celeb biographies, the second eigenvector selects phrases related to authorities and municipal administration, the third is related to geographical and cartographical descriptors, and so forth.
The takeaway is that this: throughout coaching, word2vec finds a sequence of optimum low-rank approximations of $M^{star}$. It’s successfully equal to operating PCA on $M^{star}$.
The next plots illustrate this habits.
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Studying dynamics comparability exhibiting discrete, sequential studying steps.
On the left, the important thing empirical remark is that word2vec (plus our delicate approximations) learns in a sequence of basically discrete steps. Every step increments the efficient rank of the embeddings, leading to a stepwise lower within the loss. On the proper, we present three time slices of the latent embedding area, demonstrating how the embeddings broaden alongside a brand new orthogonal route at every studying step. Moreover, by inspecting the phrases that the majority strongly align with these singular instructions, we observe that every discrete “piece of data” corresponds to an interpretable topic-level idea. These studying dynamics are solvable in closed type, and we see a superb match between the idea and numerical experiment.
What are the delicate approximations? They’re: 1) quartic approximation of the target operate across the origin; 2) a specific constraint on the algorithmic hyperparameters; 3) small enough preliminary embedding weights; and 4) vanishingly small gradient descent steps. Fortunately, these circumstances usually are not too robust, and actually they’re fairly much like the setting described within the unique word2vec paper.
Importantly, not one of the approximations contain the information distribution! Certainly, an enormous energy of the idea is that it makes no distributional assumptions. Because of this, the idea predicts precisely what options are discovered by way of the corpus statistics and the algorithmic hyperparameters. That is significantly helpful, since fine-grained descriptions of studying dynamics within the distribution-agnostic setting are uncommon and arduous to acquire; to our data, that is the primary one for a sensible pure language job.
As for the approximations we do make, we empirically present that our theoretical outcome nonetheless gives a trustworthy description of the unique word2vec. As a rough indicator of the settlement between our approximate setting and true word2vec, we will examine the empirical scores on the usual analogy completion benchmark: word2vec achieves 68% accuracy, the approximate mannequin we research achieves 66%, and the usual classical various (often called PPMI) solely will get 51%. Take a look at our paper to see plots with detailed comparisons.
To show the usefulness of the outcome, we apply our concept to review the emergence of summary linear representations (similar to binary ideas resembling masculine/female or previous/future). We discover that over the course of studying, word2vec builds these linear representations in a sequence of noisy studying steps, and their geometry is well-described by a spiked random matrix mannequin. Early in coaching, semantic sign dominates; nevertheless, later in coaching, noise might start to dominate, inflicting a degradation of the mannequin’s capability to resolve the linear illustration. See our paper for extra particulars.
All in all, this outcome provides one of many first full closed-form theories of characteristic studying in a minimal but related pure language job. On this sense, we imagine our work is a vital step ahead within the broader undertaking of acquiring reasonable analytical options describing the efficiency of sensible machine studying algorithms.
Study extra about our work: Hyperlink to full paper
This put up initially appeared on Dhruva Karkada’s weblog.

